Trading Compliance Analyst

Hiring the Right Trading Compliance Analyst

Hiring the Right People to succeed as a Trading Compliance Analyst is pivotal to the success of any financial management project.

We deliver Trading Compliance Analysts who are adept at ensuring that your financial operations meet the highest standards of quality, accuracy and reliability, but who also meet the specific needs of your role in terms of skill set, experience, culture fit and other requirements.

Roles and Skills

ECLARO delivers top talent for a variety of Trading Compliance Analyst roles, tailored to meet different project needs, skills and levels of experience and expertise. Although the specifics and titles may vary for each individual business, our experienced recruiters have a track record of success in helping businesses hire at all levels

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Junior Trading Compliance Analysts

Focus on performing basic trading compliance tasks, assisting with data entry and trade monitoring and maintaining compliance records.

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Mid-Level Trading Compliance Analysts

Handle more complex trading compliance analysis tasks, integrate trading data with overall business strategies and contribute to the development of new trading compliance procedures.

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Senior Trading Compliance Analysts

Lead trading compliance initiatives, develop and implement comprehensive trading compliance strategies and manage large-scale trading compliance projects from start to finish.

Tools and Technologies

The Trading Compliance Analysts we source for our clients are proficient in a wide range of tools and methodologies, ensuring comprehensive compliance with trading regulations and risk management. These include, but are not limited to

Compliance Software

  • Bloomberg Vault
  • NICE Actimize
  • Nasdaq SMARTS

Spreadsheet Software

  • Microsoft Excel
  • Google Sheets

Financial Analysis Tools

  • Tableau
  • Power BI

Communication Tools

  • Slack
  • Microsoft Teams
  • Zoom

Other Technologies

  • Trade Surveillance
  • Regulatory Reporting
  • Risk Assessment
  • Market Abuse Detection
  • Transaction Monitoring
  • Data Analysis

Client Success

Group 48095577-2

Case Study: Financial Sector Client

Our QA team developed and executed a comprehensive automated testing strategy for a financial application suite, resulting in a 30% reduction in post-release defects and a significant improvement in deployment speed.

Group (3)

ECLARO's QA Analysts have transformed our testing process. Their expertise in automated testing and detailed documentation has saved us time and money.

- CTO, Financial Services Company

Group 48095577-2

Case Study: Financial Sector Client

Our QA team developed and executed a comprehensive automated testing strategy for a financial application suite, resulting in a 30% reduction in post-release defects and a significant improvement in deployment speed.

Group (3)

ECLARO's QA Analysts have transformed our testing process. Their expertise in automated testing and detailed documentation has saved us time and money.

- CTO, Financial Services Company

Services and Benefits

When you choose ECLARO for your trading compliance needs, you are not just hiring a Trading Compliance Analyst; you are investing in cost savings, efficiency and business growth. Our services provide

Business Success

Ensure your trading compliance strategies and deliverables meet and exceed market standards, boosting client satisfaction and loyalty

Growth & Scale

Build your team with highly skilled trading compliance professionals who bring the right level of experience and industry knowledge for today and tomorrow

Efficiency

Streamline your trading compliance operations with rigorous analysis, risk assessment and best practices.

The ECLARO Process: How We Work with You to Find the Right Trading Compliance Analyst

Our talent acquisition process is designed to be seamless and efficient

Initial Consultation

Understand your project requirements and objectives.

Candidate Selection

Provide a shortlist of qualified Trading Compliance Analysts tailored to your needs.

Interview and Assessment

Facilitate interviews and technical assessments.

Onboarding

Smooth transition of the Trading Compliance Analyst into your project team.

Ongoing Support

Continuous support to ensure project success.

For further inquiries or to start the hiring process, please contact us

We would love to discuss your specific Trading Compliance Analyst talent needs today! Please click the Contact Us below to schedule a consultation with an ECLARO expert.

Contact Us